Dodd-Frank and New SEC Rulemaking Initiatives

We welcome guest contributor Seymour Bucholz, a seasoned transactional attorney focused on corporate and regulatory matters for broker-dealer clients at Garvey Schubert Barer. Mr. Bucholz is presenting a white paper discussing the impact of the forthcoming Dodd-Frank Act.
Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act will impact virtually every professional investment [...]

Regulation Watch 2009 – Save the Date

Set your calendar for May 7, 2009. The House Financial Services Committee will hold its first hearing on hedge fund regulation. Implications for marketing.