Guest post courtesy of our friends at Herrick.
On October 31, 2011, the SEC and the CFTC jointly adopted rules implementing Dodd- Frank’s1 systemic risk reporting requirements applicable to investment advisers to private funds, and to certain commodity pool operators and commodity trading advisors.2 The rules are intended to support the efforts of the Financial Stability [...]
The use of social media in marketing has become more prolific in the past two years with the growing adoption of sites like LinkedIn, Twitter and Facebook. While the hedge fund industry uses these mediums to network and build existing and potential new relationships, there are some major regulatory issues related to Regulation D that [...]
Attended the first in a series of Walkers Fundamentals Hedge Fund Group Seminars. The Nov. 6 event was ominously titled, “Fighting the Tape…” A unique discussion on protecting and growing a hedge fund business in volatile markets. For those unfamiliar, Walkers is a leading law firm focused on “offshore” jurisdictions including Cayman, Jersey, Dubai, London [...]